In this role, applicant will work within the Asset Management US Investor Services team and use equivalent experience in Financial Crimes Compliance (FCC) to provide Anti-Money Laundering (AML) and Know-Your-Customer (KYC) support to multiple Asset Management/IWM businesses lines:

• Provide ongoing KYC due diligence support for new investors in private equity and hedge funds, separately managed accounts and transfers of interest


• Provide ongoing support of periodic reviews, including preparation of investor letters, client outreach and running KYC due diligence


• Work with FCC on event-based reviews as and when they occur, including client outreach and running KYC due diligence


• Perform four-eye reviews and quality assurance on client documents and help track and categorize rework


• Work directly with clients, COO teams, Product Specialists and AM Distribution in providing KYC support during the onboarding process


• Coordinate review and approval of any enhanced due diligence associated with CSAM clients, including adverse news, sanctions, PEP’s, higher-risk client types, country risk and reputational risk


• Help coordinate FCC Controls Testing & Assurance (CTA) reviews, annual AML BSA Risk Assessment and annual AML Audit for CSAM


• Help to gather metrics from various business partners and share regular, transparent MI reporting to AM senior management and FCC


• Provide guidance to the Investor Services Data Management team to ensure that all client KYC reference data is in good order in the CSAM client-master database

Your future colleagues

We are looking for an applicant who possesses a Bachelor’s Degree. An ideal candidate will have at least 1-3 years proven experience at a Transfer Agent, Fund Administrator, Anti-Money Laundering/Know Your Customer team at a Financial Institution or similar.

List of skills encouraged in an applicant:

• Experience reviewing transaction documentation (subscriptions, redemptions and transfers)


• A working knowledge of hedge fund and private equity fund structures; fund documentation such as PPM/OMs/LPA; investor reporting such as statements and contract notes


•  Excellent writing and communication skills; must be comfortable with email correspondence with both external and internal parties


• A broad understanding of AML/KYC customer due diligence and screening processes is a plus!


• Proficient with Microsoft Excel, Word and PowerPoint; familiarity with Microsoft CRM database and case management workflow is a plus


• Must strive in a fast paced environment


• Comfortable conducting calls and leading meetings, both internally and externally


• Well organized, motivated individual with proven initiative


• Should be independent, flexible and very proactive!


• Excellent communication, consulting and relationship building capabilities and ability to influence internal and external partners.


• Highly professional work ethic and fully accountable for work results


• Dedication to fostering an inclusive culture and values varied perspectives