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Job Title: State Intern- Securities and Business Investments Division
Location: Hartord, CT United States
Position Type: Full Time
Post Date: 05/20/2024
Expire Date: 06/20/2024
Job Categories: Financial Services
Job Description
State Intern- Securities and Business Investments Division
State Intern
Securities and Business Investments Division

Recruitment #240507-2552VR-001

Location Hartford, CT
Date Opened 5/20/2024 12:00:00 AM
Salary $17.00/hour
Job Type Internship/Seasonal/Summer
Close Date 6/3/2024 11:59:00 PM
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The State of Connecticut, Department of Banking (DOB) is recruiting for a State Intern, with the Securities and Business Investments Division.

Competitive starting salary
A culture that encourages work-life balance
Working for a Forbes top company: State of Connecticut Ranked One of the Best Employers of 2023 - State of CT Receives National Recognition for Offering Job Growth, Competitive Benefits, and Flexible Schedule!

Monday-Friday, first shift, flexible hours
Six (6) month/temporary position; permanent status cannot be obtained while working in this classification
Location: 260 Constitution Plaza, Hartford, CT


The State Intern will receive training in the Securities and Business Investments Division and will:

Receive training in enforcement investigations, including reviewing and analyzing financial and business records
Receive training in the licensing process by reviewing applications and reports filed by broker-dealer and investment adviser registrants to determine compliance with financial reporting and other statutory requirements
Receive training in the creation of examination memos and documentation of an exam
Assist the division with migrating mutual fund renewals to the EFD platform

More details can be found in the class specification.

As a fundamental part of its mission, the DOB, is committed to protecting Connecticut users of financial services from unlawful or improper practices by ensuring that regulated entities and individuals adhere to state consumer credit and securities laws. As part of our strategic plan to become an employer of choice that attracts top talent, this position will allow the chosen candidate the opportunity to gain experience in the regulation of financial services firms, gain experience in securities and banking law, and to work with financial examiners on exams and investigations, gaining experience in the regulatory process.
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